Capital Recovery Specialist is a leading securities and investment fraud law firm located in New York , with many locations, we practice securities law and serve clients both nationally and internationally. Our highly experienced securities attorneys are dedicated to providing the best legal services possible.
For over 30 years, our stock broker fraud attorneys have represented investors in Financial Industry Regulatory Authority (FINRA) arbitration, mediation, and litigation. We’ve worked with thousands of clients and recovered millions on their behalf for breach of fiduciary duty cases.
Is a law term for when stockbroker misconduct or actions result in investment and stock losses. FINRA, or the "Financial Industry Regulatory Authority," is the regulatory body that oversees all brokerage firms. A cornerstone of FINRA regulation is the mandate that firms must develop supervisory procedures to ensure consumer protection.
Investigating securities misrepresentations, fraud and misconduct is what we know. It is our focus! Helping investors recover their hard-earned investment losses while holding those responsible for the losses is what we do and have done for decades. Our securities lawyers and staff have more than 100 years of combined experience in the securities industry and in securities law. Most of the attorneys and staff in our securities law firm previously served as NASD/FINRA licensed financial advisors or as compliance officers of major brokerage firms. This gives us insight into how the securities business operates beyond almost all other law firms.
Recovery Specialist
“Bar Admissions State of Texas State of California State of Michigan U.S. District Court for the Southern District of Texas U.S. District Court for the Northern District of Texas 5th Circuit Court of Appeals U.S. District Court for the Central District of California ”
Recovery Specialist
“Bar Admissions State of Texas State of Florida Education J.D., University of Houston Law Center B.A., Vanderbilt University ”
Recovery Specialist
“Bar Admissions State of Texas U.S. District Court for the Southern District of Texas 5th Circuit Court of Appeals Education J.D., South Texas College of Law – Houston B.A., Loyola University – New Orleans ”
